Mastering CAPA in the Pharmaceutical Industry

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Practical training for effective Root Cause investigation and CAPA completion

Introduction

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Ineffective CAPA is one of the most common findings resulting in 483 Observations issued by the FDA.  This highly interactive, tutor-led course immerses learners in industry specific CAPA scenarios using collaborative case studies, breakout sessions and practical exercises, equipping them with the tools and confidence to meet the CAPA requirements and expectations of ICH Q10, EU GMPs and the FDA.

A good CAPA system involves more than just taking action when failure has occurred; the Seven CAPA Steps approach used in this training provides a comprehensive approach to implementing a CAPA system, from CAPA initiation right through to assessment of CAPA effectiveness.  This training course enables learners to carry out thorough root cause investigations and to develop verifiable corrective actions using practical tools that they can readily apply in the workplace. 

We can tailor the training to meet your specific training needs and incorporate examples from your processes and procedures into the training programme as required.  

What's covered?

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This course is built around a structured Seven CAPA Steps framework, learners will engage in hands-on practical work through a detailed case study that reinforces key concepts and simulates industry specific CAPA challenges.  

The key elements of the course are structured under the following areas of focus: 

Implementing the Seven CAPA Steps 

  • Introduction to CAPA and regulatory expectations  
  • Overview and application of the Seven CAPA Steps 
  • Planning and documenting CAPA activities in alignment with compliance requirements 

Root Cause Investigation 

This section provides learners with a toolbox of techniques that can be used to effectively determine the root cause, these include Is/Is Not Analysis, Ishikawa Analysis, Concentration Diagrams, Control Charting, Cause Ranking, 5 Whys and many others.  

  • Root cause investigation tools, when and how to use them 
  • Documenting the Root Cause in an audit-ready format 
  • Hands on Root Cause investigation case study 

Correction, Corrective Action and Preventive Action 

True corrective actions prevent recurrence of quality issues; this training enables learners to focus on prevention rather than correction or detection. 

  • The differences between correction, corrective action and preventive action 
  • CAPA impact assessment and containment techniques 
  • How to implement true corrective actions using techniques such as Poka Yoke, potential failure analysis, standardisation and benchmarking 
  • Hands-on case study covering containment, risk assessment and corrective actions.   

CAPA Effectiveness 

Addressing CAPA effectiveness involves three distinct activities, learners will practice all three; 

  • Validating the solution to ensure corrective actions fully address the issue 
  • Assessing long-term effectiveness of the corrective action 
  • Monitoring the overall CAPA system to spot new or recurring problems 

Learners will partake in a hands-on case study on CAPA effectiveness assessment.   

The training involves practical exercises covering all relevant topics, with learners encouraged to work on examples from their own workplace as part of these practical exercises.  If required, content may be tailored to reflect your organisation’s specific processes, risk profile and regulatory setting. 

Who should participate?

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Organisations rely on diverse teams to maintain quality standards. This course equips personnel from a variety of disciplines with skills needed to implement CAPA successfully.  

The training is particularly beneficial for those involved in: 

  • Quality Assurance and Regulatory Affairs 
  • Manufacturing, Production or Operations 
  • Engineering and Technical Support  
  • Internal Auditing or Compliance Management 

A good standard of written and spoken English is important to engage effectively with this programme. 

What will I learn?

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On successful completion of the training, learners will be able to: 

  • Apply the Seven CAPA Steps methodology to meet EU and FDA expectations 
  • Differentiate clearly between correction, corrective action and preventive action 
  • Conduct structured investigations and identify true root causes 
  • Design CAPA actions that address systemic quality issues 
  • Develop and implement SMART effectiveness checks 
  • Evaluate both individual corrective actions and overall CAPA system performance 

These outcomes ensure that learners return to the workplace with all the practical skills they need in order to confidently complete effective CAPAs. 

Who are the tutors?

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This course is delivered by highly experienced tutors with specialist knowledge of pharmaceutical quality systems.  Each Tutor brings a wealth of experience, sector-specific insights and a passion for practical training. Their focus is on building learner confidence through engagement, hands-on exercises and personalised support. 

Learners benefit from expert-led training and direct feedback throughout the course. 

How will I be assessed?

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To consolidate learning and reinforce key concepts, learners complete a post-course assessment.  

The assessment; 

  • Checks understanding of the course content and practical scenarios 
  • Assesses practical understanding and application 
  • Is completed within one week of course completion 

Successful learners receive a Certificate of Achievement, in addition to their Certificate of Attendance 

How do we train and support you?

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Our training methodology is highly interactive, combining theory with application to build confidence and capability. Learners participate in structured discussions, case studies and applied activities throughout the programme. 

Our support includes: 

  • Emphasis on hands-on application through practical exercises, case studies and group activities that reinforce key concepts and encourage active participation 
  • Pre-training consultation for In-Company courses to tailor content to organisational needs 
  • Access to comprehensive course material that is regularly reviewed and updated to reflect the latest industry standards and guidance. 
  • Flexible delivery options to suit different needs: 
  • Onsite or live virtual sessions tailored for teams 
  • Scheduled virtual public courses for individual learners 
  • Real-time support from expert Tutors 

Class sizes are generally limited to 12-15 to support personalized learning and individual support. 

How can you progress?

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Learners who complete this course often continue to deepen their skills in: 

  • Technical Writing Skills for Deviations and Investigations 
  • Medical Device Risk Management & ISO 14971 
  • Process Validation and Equipment Validation  
  • Internal Quality Auditing for Manufacturers of APIs/Finished Pharmaceutical Ingredients 
  • GMP for Manufacturers of APIs/Finished Pharmaceutical Ingredients 

Share this Programme

SnapshotSnapshot

Course Code
LS003
Duration
2 training days
Public Price

(includes course documentation, lunch and refreshments).

Delivery Mode
This programme is delivered by or In-Company training
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            [0] => life-sciences
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What Our Learner's SayWhat Our Learner's Say

‘The course was great; our tutor was very good in getting everyone to interact and take part making it very worthwhile’
Niamh F.

‘The course was great, our tutor (John Lafferty) was very good in getting everyone to interact and take part making it very worthwhile’.

Niamh Foley, dōTERRA

Mastering CAPA in the Pharmaceutical Industry

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Mastering CAPA in the Pharmaceutical Industry

Duration: 2 days
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